Your Legacy.
Our Purpose.
Legacy Financial Advisors is an independent, fee-based wealth management firm advising business owners, executives, high-net-worth individuals, and their families on the financial decisions that matter most.
The fiduciary standard guides everything we do, from objective advice and institutional investment access to strategies tailored to each client’s circumstances and aspirations.
Institutional Resources. Personal Relationships.
At its heart, good financial advice is personal. It comes from asking the right questions to fully appreciate your client’s situation. Legacy works with the same platforms, custodians, and institutional investment products used by larger firms, but we are not built like a large institution. We take the time to understand each client’s needs and develop strategies tailored to their specific circumstances.
Legacy provides integrated financial guidance across the areas that shape a client’s long-term financial life, including investment management, retirement planning, risk management, education funding, estate and legacy planning, charitable strategies, business and employer retirement plan consulting, and ongoing financial decision-making. By coordinating these services through a fiduciary lens, we help clients bring clarity, structure, and confidence to each stage of their financial journey.
As financial institutions become increasingly automated, we believe human fiduciaries are more important than ever.
What Makes Legacy Different
Legacy was founded around a simple question: What would a world-class organization do?
That standard shaped every decision we have made in building the firm. Drawing on decades of experience with leading financial institutions, our team has designed Legacy to deliver the sophistication, resources, and investment access clients expect from a major institution, while preserving the independence, care, and accountability of a relationship-driven advisory firm.
Independent by Design
100% employee owned. No private equity sponsor, product mandate, or corporate sales agenda.
Fiduciary by Obligation
Advice legally and ethically centered on the client’s best interest.
Institutional Resources
Access to sophisticated platforms, custodians, investment tools, and planning technology.
Personal by Intention
A deliberately limited client base, so each relationship receives senior-level attention.
Who We Serve
Legacy Financial Advisors was built for people with more at stake:
Business Owners & Entrepreneurs
Business cash flow, succession, retirement plans, tax-aware wealth accumulation, exit planning.
Executives & Professionals
Equity compensation, retirement income, concentrated positions, tax planning, estate coordination.
High-Net-Worth Families
Portfolio management, education funding, legacy planning, charitable giving, family decision-making.
Plan Sponsors
Fiduciary oversight, plan design, investment monitoring, fee benchmarking, participant outcomes.
The Agility of Scale
Being client-focused does not mean standing still. Legacy was built from the ground up to take advantage of leading-edge technology, data, and operational efficiencies while preserving the personal service clients deserve.
Our experience across the financial industry allows us to use technology thoughtfully, not as a substitute for advice, but as a way to improve responsiveness, enhance planning, streamline service, and adapt quickly as markets, regulations, and client needs evolve.
That is the agility of scale: the ability to access institutional resources, move with a changing financial landscape, and remain personally accountable to every client we serve.
Retirement Plan Specialists
While many advisors dabble in the qualified retirement plan space, Legacy brings a depth of expertise that few advisory firms can match. Across two senior team members, we have nearly 50 years of experience working with 401(k), 403(b) and Cash Balance plans, working not only as investment advisors, but also on the recordkeeping, administration, and operational sides of the industry. That background gives us a practical understanding of the full retirement plan ecosystem, including plan design, regulatory compliance, vendor compatibility, investment selection, fee benchmarking, and overall plan costs. For business owners and plan sponsors, this means advice that goes well beyond surface-level investment guidance. We understand how retirement plans are built, how they operate, where problems arise, and how to design solutions that serve both the organization and its employees.
